Hat 08 of 09

The Compliance Hat.

The living connection between formal policy and actual behaviour under pressure.

3 published
Warning sign

The policy folder is immaculate while controls depend on one person's memory.

Problem exposed

Written policies are disconnected from day-to-day conduct.

Required response
  • Compliance embedded in workflow
  • Usable escalation routes
  • Behavioural reporting
  • Active accountable officers
Start here

Compliance as an operating system

The SRA tells you what compliance is. This piece is the operating model around it — named owners, monthly cadence, evidence trail, calendar. Two hours a month for the COLP/COFA.

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